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Report a fund valuation breach

Use this service to notify the regulator when a fund's net asset value has been calculated incorrectly.

You can use this service if you are:

  • an authorised fund manager (AFM)
  • an alternative investment fund manager (AIFM)
  • a third-party administrator acting on a manager's behalf
  • a depositary that has identified a breach

Before you start

You will need:

  • the fund's product reference number (PRN)
  • the dates the incorrect valuation applied from and to
  • the value of the error, as a percentage of net asset value
  • details of investors affected and any redress paid
Warning You must report a material breach within 5 business days of identifying it.

It takes around 15 minutes to complete. You can save your progress and return to it later.

Start now

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